Welcome to JPMorgan Chase. If you are looking to make a global impact in a fast-paced and dynamic environment, you've found the right role. Join the team that serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple internal and external partners to develop and execute key initiatives, focusing on operational risk excellence and control mitigation to manage continuous changes in the regulatory landscape.
As a Vice President on the Equities Business Control Management team, you will provide essential guidance and oversight to ensure JP Morgan maintains high standards of regulatory compliance. By joining our collaborative team, you will gain broad exposure across compliance domains while working with diverse stakeholders including trading supervisors and product managers. Responsibilities include maintaining a disciplined end-to-end control environment, identifying and escalating issues with urgency, and partnering with the business for timely remediation. The team supports top-down risk analysis, real-time issue detection, escalation, and root cause remediation.
Job Responsibilities:
Develop, draft, and implement robust policies and procedures to ensure compliance with regulatory requirementsResearch and analyze evolving regulatory frameworks to keep our processes aligned with current standardsServe as a subject matter expert on rules and regulations, providing critical support and guidance to teams across the firmEngage the trading desks and compliance to address real-time issuesEfficiently triage and address compliance-related questions and incidentsEngage with outside counsel and regulators regarding our supervisory frameworkLead cross-functional initiatives to implement and enhance supervisory controlsUpdate team leads and other internal decision-makers on regulatory compliance developmentsRequired Qualifications, Capabilities, and Skills:
Bachelor’s degree or equivalent experienceMinimum of 7 years of professional experience in financial services, with expertise in controls, audit, quality assurance, operational risk management, compliance, or a related business functionProficiency in Microsoft Office Suite (Word, Excel, PowerPoint)Strong written and verbal communication skills, with the ability to distill complex information, convey key messages, and interact effectively with senior managementAdvanced analytical thinking, systematic problem-solving abilities, and attention to detailDemonstrated organizational skills and a proven track record of managing competing priorities in a fast-paced environmentCollaborative approach, with effective interaction across teams and global time zonesAdaptability and openness to learning from feedback and new challengesPreferred Qualifications, Capabilities, and Skills:
FINRA Certifications: SIE, Series 7, Series 57, Series 63, Series 24Basic understanding of trade-life cycle, equity & markets Prior front office exposure preferred Experience with data analysis or familiarity with coding is advantageous, though not required