NY, United States
1 day ago
Trading Services Manager III

Are you ready to make a significant impact in the world of equity capital markets? At JPMorganChase, we offer an exciting opportunity for career growth and development as a Trading Services Manager in the Equity Syndicate Operations space. JPMorgan is the number one investment bank in terms of the Equity Capital Markets league table standings in 2025.

Join us to leverage your skills in the equity and equity derivative issuance supporting the Equity Capital Markets and Equity Derivative businesses. Become part of a team that values innovation and continuous improvement.

As a Trading Services Manager within this space, you will be a key player in our team, leveraging your knowledge Equity and Convertible Notes issuances as well Program based issuances (Medium Term Note Programs, i.e.). 

Your role will involve working with the ECM team with respect to deal structuring and execution; and various internal teams and external, industry partners.

Job responsibilities 

Understand and execution of the New Issue Syndicate process from pre-pricing to DTC settlement with the Issuer through close-out with the Syndicate members (including FAST closings and eligibility requests, DWAC transfers, and RAPID Issuance).Will have very close interaction with the Syndicate desk and ECM Deal team on deal set-up and final settlement requirements.Work in a high volume, high visibility (high risk) environment.Oversee deal-related controls including but not limited to deal accounting and compliance documentation.Manage and submit requisite filings and set up on the FINRA Gateway including TRACE Set ups of convertible notes and IPO Distribution submission.Fund payments related to closings.Coordinate deal closing with relevant parties including transfer agents and legal counsels for company and the underwriters.

Required qualifications, capabilities, and skills 

Minimum 5 years of previous syndicate operations and issuance.Understand all aspects of syndicate related compliance matters and documentation – i.e. Rule 5131; QIB/Reg S certification; and prospectus delivery requirements.Should be fully versed in DTC’s UW Source and Rapid Issuance platforms and versed in the settlement portion of the process (SettlementWEB).Understand payments origination and funding.

Preferred qualifications, capabilities, and skills 

Significant knowledge of the accounting aspects including final settlements; and reimbursements are important distinguishing skills.Series 7 License, Preferred

 

 

Confirm your E-mail: Send Email