Join our Testing Center of Excellence as an Exam Management Vice President, where your expertise in regulatory and audit processes will drive success. As an Exam Management Vice President within the Testing Center of Excellence Business Management Office, you will play a pivotal role in managing regulatory, external, and internal audits and exams across the APAC region. Your responsibilities will include leading the department's responses to regulatory exams and Internal Audit inquiries, and collaborating closely with key Business and Operations teams, Compliance, Internal Audit, External Regulators, and Senior Management to proactively mitigate risk. Your success in this role will be determined by your strong stakeholder management skills, your ability to influence at senior levels, and your comprehensive understanding of the Regulatory and Audit environment in Financial Services.
Job responsibilities:
Lead engagements across a range of specialist areas including regulatory engagements, internal audits, and issue management.Develop oversight, mitigation, and escalation of risk (operational, reputational, financial, regulatory, etc.) that may impact the Testing Center of Excellence, working with senior leadership on timely responses to requests for Testing Center of Excellence information.Assist in developing an appropriate risk culture across the Testing Center of Excellence and key partners.Manage issues through proactive management of action plans, including analysis of solutions, plan proposal, oversight of plan tasks, validation, management of chain of approvals, and closure.Maintain strong working relationships with key business stakeholders, Compliance, Control Management, Business Management, Product, and Automation to fulfill the responsibilities of the team in EMEA.Required qualifications, capabilities, and skills:
Bachelor's degree or equivalent experience in the financial services industry, demonstrating knowledge of regulatory and audit processes.Enthusiastic, self-motivated, effective under pressure, with a strong sense of ownership and accountability.Excellent communication skills to present complex issues to key stakeholders.Proficiency in MS Excel (pivot tables, v-lookups, etc.), PowerPoint, Word, and Visio.Knowledge of Alteryx and fluency in English.Proven track record of consistent delivery in a fast-paced environment.Strong analytical and organizational skills.Preferred qualifications, capabilities, and skills:
Background in controls, audit, operational risk, legal, or compliance.