Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. 

As a Tech Risk & Controls Lead in our Cybersecurity and Technology Controls Team, you will contribute to the successful management of technology-aligned aspects of Governance, Risk, and Compliance in line with the firm's standards. Leverage your broad knowledge in risk management principles and practices to assess and monitor risks and implement effective controls. Your role in risk identification, control evaluation, and security governance is crucial in advising on complex situations and enhancing the firm’s risk posture. Through collaboration and analytical skills, you will contribute to the overall success of the Technology Risk & Services team and ensure compliance with regulatory obligations and industry standards.

Job responsibilities

Assess and monitor technology risks, ensuring compliance with firm standards, regulatory requirements, and industry best practicesLead all aspects of our SOX program relating to IT general and applications controls, including annual and ongoing risk assessments, facilitation of walkthroughs and overseeing the documentation and testing of applicable controlsSupport implementation of effective controls in collaboration with cross-functional teams and stakeholdersEvaluate the effectiveness of existing controls, identify gaps, and recommend improvements to mitigate risks and enhance the firm's risk postureAnalyze complex situations, provide advice on risk management strategies, and support the implementation of risk mitigation measures Collaborate directly with the External Auditors on the scoping and execution of all IT components of the SOX program, including the evolution of compliance requirements based on PCAOB or firm mandatesDrive initiatives to improve the SOX program and promote efficiencies, improving governance and structure for audit processes and deliverable

Required qualifications, capabilities, and skills

3+ years of experience or equivalent expertise in technology risk management, information security, or a related field, with a focus on risk identification, assessment, and mitigationExperience in risk identification, assessment, and control evaluation, with a strong understanding of industry standardsDemonstrated ability to analyze complex issues, develop and implement risk mitigation strategies, and communicate effectively with senior stakeholdersProficient knowledge of risk management frameworks, regulations, and industry best practices Strong understanding of the Sarbanes-Oxley Act, the 2013 COSO framework, NIST, COBIT, SOC, DCAM, and SEC guidance for management's assessment of internal controls over financial reportingDemonstrated ability to apply IT-related knowledge and experience in solving compliance issues

Preferred qualifications, capabilities, and skills

CISM, CRISC, CISSP, or other industry-recognized risk and risk certifications preferredExperience with cloud products, i.e. Azure, AWS, Google cloud, etc.Well-developed communication and presentation skills indicative of an ability to effectively present to and influence senior management and communicate with all levels of management in a decentralized environmentAbility to influence, interact and partner effectively with multi-functional and remote teams