Mumbai, Maharashtra, India
1 day ago
Regulatory Reporting Associate

Join our dynamic team as a Transaction Processing Manager in Market Operations, where you'll lead the charge in regulatory reporting implementation and drive ongoing remediation activities. Embrace the opportunity to work across a diverse range of products, ensuring compliance and excellence in every transaction. Be at the forefront of innovation and make a significant impact in the world of market operations

As a Transaction Processing Manager in Market Operations, you'll be responsible for regulatory reporting implementation and ongoing remediation activities, while covering various products.

Job Responsibilities:

Be responsible for regulatory reporting implementation and ongoing remediation.Understand the regulatory requirements by collaborating with Legal, Compliance, Industry groups (ISDA/Equities industry groups/DTCC, etc.), and internal stakeholders.Establish the end-to-end control processes and data validation checks.Review and improve the end-to-end control process around the Regulatory Reporting agenda in Credit, Rates, and Equities.Establish a strategic attestation process on regulatory reporting for the jurisdictions already implemented to the business.Develop process and system enhancement recommendations.Work with business and Technology groups to prioritize the requirements by presenting the business case.Perform cost-benefit analysis to propose the optimum future process to the business.Successfully deliver a controlled environment of Regulatory Reporting.Ensure all controls and checks are completed by the end of the day.

 

Required qualifications, skills and capabilities:

Strong understanding of Credit / Rates / Equity Derivatives productsStrong understanding of Dodd Frank CFTC Trade Reporting and EMIR Trade ReportingExcellent business analysis skills to drill down the complex regulatory reporting requirements for multiple jurisdictionsUnderstanding of the end-to-end transaction cycle for derivative productsAbility to work in a high pressure environment with time-critical deliveriesControl mindset to identify process control gaps, prioritize, and mitigate operational riskEffective stakeholder managementExperience with investment banking environment is a must in Middle Office / Trade Support
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