Knoxville, TN
30 days ago
Regulatory Compliance Manager
Our Client is a financially strong and rapidly growing banking institution known for its disciplined approach to compliance, risk management, and operational efficiency. Serving both consumer and commercial banking segments, the organization is expanding its compliance management 
capabilities and is seeking a Regulatory Compliance Manager to support regulatory oversight, internal audits, and ongoing compliance initiatives.
The Regulatory Compliance Manager will play a critical role in ensuring adherence to federal and state banking regulations, supporting enterprise-wide compliance initiatives, and collaborating closely with audit teams, risk stakeholders, and senior leadership. This role requires advanced knowledge of consumer compliance laws, strong analytical abilities, and hands-on experience conducting monitoring, testing, training, and regulatory reporting. The ideal candidate will be a subject matter expert across key regulatory frameworks, including ECOA, HMDA, FCRA, RESPA, TILA, TISA, EFTA, BSA, UDAP, Flood, and CRA.
If you have a strong background in bank consumer compliance and enjoy building robust compliance programs, leading regulatory initiatives, and partnering with cross-functional teams, this role offers an excellent opportunity to contribute to a growing, stable, and mission-driven financial institution.   Responsibilities Develop, implement, and manage the Bank’s enterprise-wide compliance monitoring, 
audit programs, policies, and procedures. Partner with compliance and audit teams during annual risk assessments, regulatory 
examinations, and internal audits. Interpret and apply consumer compliance regulations; provide guidance to internal 
stakeholders across all departments. Conduct regular monitoring, testing, and reporting to ensure compliance with lending, 
deposit, and consumer protection regulations. Perform CRA, fair lending, and HMDA data analysis to support regulatory reporting and 
exam readiness. Maintain the Bank’s CRA public file and database of qualified CRA activities. Identify compliance risks and vulnerabilities; assist leadership in developing and 
executing corrective action plans. Prepare reports, summaries, and updates to keep management informed of compliance 
activities and emerging regulatory issues. Manage and deliver annual compliance training for team members to ensure ongoing 
awareness and adherence to applicable regulations. Qualifications Minimum 5 years of experience in a bank consumer compliance or regulatory role. Experience in regulatory compliance, consumer compliance, or audit within the banking 
or financial services industry. Bachelor’s degree in Business, Finance, Accounting, Law, or a related discipline (advanced 
certifications such as CRCM preferred). CRCM or similar professional certification strongly preferred. Advanced understanding of federal and state banking regulations and consumer 
compliance frameworks. Ability to interpret, analyze, and apply regulatory requirements to daily operations. Strong written and verbal communication skills, with the ability to deliver clear regulatory 
guidance Excellent organizational skills with the ability to manage multiple projects, prioritize 
effectively, meet deadlines, and follow through. Proficiency in Microsoft Office Suite (Excel, Word, Outlook).
Location: Knoxville, TN 
Salary: $90,000 - $140,000 P/A - Negotiable on experience
Benefits: Excellent PTO, 401K matching, good healthcare, life Insurance, Great Career Prospects + More!

Confirm your E-mail: Send Email