Posting Description:

We are seeking an experienced and qualified Signing Principal to join our dynamic HK IPO and Corporate Finance team. The successful candidate will serve as a licensed Sponsor Principal (Responsible Officer for Type 6 regulated activity) and play a key leadership role in originating, supervising, and executing Hong Kong IPOs and other capital markets transactions. This is a critical gatekeeping position ensuring full compliance with SFC and HKEX requirements while delivering high-quality listings.

Job Responsibilities:

Act as the designated Signing Principal for IPO transactions, including signing sponsor declarations, confirmations, and submissions to the HKEX and SFC. Supervise the execution of corporate finance transactions including IPOs, financial advisory, takeovers, mergers and acquisitions and other fund raising activities Manage corporate finance transactions which include due diligence work, record keeping, internal compliance work and coordination and management of other professional parties on the transactions Provide strategic advice to clients on listing suitability, capital raising structures, and market conditions. Participate in business origination, client relationship management, and marketing of corporate finance services. Mentor junior team members and contribute to internal training on regulatory updates and best practices. Monitor regulatory developments from the SFC and HKEX and implement necessary adjustments to processes and controls.

Required Qualifications, Capabilities, and Skills:

University degree in Finance, Accounting, Law, Business, or related field; postgraduate qualifications (MBA, CFA, CPA) highly preferred. SFC Type 1 and Type 6 RO licenses An existing sponsor principal and RO of your current employer or possess the eligibility criteria including the required experiences and qualification to apply for RO and sponsor principal license Minimum 10+ years of relevant experience in Hong Kong IPO and corporate finance, with a proven track record in supervising and completing full Hong Kong IPOs from start to finish (A1 submission to listing). Deep knowledge of HKEX Listing Rules, SFC Sponsor Guidelines / Codes, and relevant regulatory requirements. Act as the gatekeeper and thought leader for HK IPO transactions, exercising expert oversight of due diligence, prospectus development, and regulatory engagement. Proven ability to manage teams, resources, and third-party engagements. Demonstrated ability to manage complex transactions independently and lead cross-functional teams. Excellent command of English and Mandarin High integrity, attention to detail, and strong gatekeeping mindset to uphold listing quality and investor protection standards.