If you enjoy partnering with contacts across the firm, building strong relationships with your colleagues and helping to move the business forward while helping comply to our regulatory commitments and associated policies, this could be the position for you. Corporate Third Party Oversight (CTPO) Legal Entity Broker is a centralized group within Global Supplier Services that manages the Inter Affiliate Oversight & Third Party Governance function for several different Corporate Functions in the regions. This group supports Legal Entity Risk Assessment lifecycle.

As a CTPO Legal Entity Broker - Associate in the CTPO team you will work closely with regional stakeholders and global teams to comply with the CTPO lifecycle, firmwide governance framework and regulatory requirements. You will contribute to process improvements to enhance the overall control environment and work to proactively mitigate risk through effective governance.

Job responsibilities

Manage, monitor and track a pipeline of Inter Affiliate and Third Party Risk assessments compliance to the internal policies and regulatory requirementsMonitor through reports, tools, and system research for all services associated with the Inter Affiliate and Third Party Risk assessment lifecyclePrepare and report performance metricsUnderstand all risks and issues and be able to explain the significance of the risk to the business representative and other key stakeholdersUpdate the appropriate systems and maintain documentation in accordance with all policies and proceduresActively contribute to continuous improvement initiatives with focus on operational efficiencyProvide guidance and consultation to the team to enhance and develop a collaborative approach within the oversight model

Required qualifications, capabilities, and skills

Minimum 5 years’ experience (in financial services or related industries)Strong analytical skills and attention to detailProactive approach to problem solving, taking ownership of issues and having the determination to follow things throughExcellent communication and interpersonal skills; ability to interact with business partners independently; ability to adjust communication style to the audienceAbility to deliver independently and as part of the team; team playerFlexible attitude in dealing with multiple tasks and the level of change inherent in processesStrong organizational and time/priorities management skillsSound business judgment and analytical ability to proactively identify and address issues early, performing root cause analysis to develop long term solutionsPractical knowledge of automation solutions and workflow tools (for example Alteryx, UiPath etc.)