Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business responsibly by anticipating new and emerging risks, and using your expert judgment to solve real-world challenges that impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and striving to be best-in-class.
As a Vice President in the Global Financial Crimes Compliance (GFCC) team, you will provide policy and regulatory guidance to the Asset Management (AM) sub-line of business of Asset and Wealth Management (AWM), focusing on firm-wide Anti-Money Laundering (AML) and Know Your Customer (KYC) programs. You will serve as the Money Laundering Reporting Officer (MLRO) and Anti-Money Laundering Compliance Officer (AMLCO) for specific JP Morgan legal entities, ensuring compliance with AML regulations and counter-terrorist financing efforts.
Job Responsibilities
Collaborate with AWM First Line of Defense, Risk, GFCC, GFC Legal, Client Operations, and other functions.Identify financial crimes compliance risk/control issues and provide guidance on solutions.Perform independent monitoring of LOB initiatives to ensure alignment with firm-wide policies.Provide compliance oversight for relevant LOB AML/KYC Policies & Procedures.Keep management informed with regular updates on key issues and emerging risks.Offer feedback on BSA/AML Risk Assessments and Risk Tolerance Evaluations.Collaborate in the evaluation of new or expanded business initiatives.Provide feedback on customer escalations involving AML events and higher-risk clients.Support requests from regulatory bodies, Compliance Testing, and Internal Audit.Investigate suspicious activity reports (SARs) and file them with relevant authorities.Act as the primary liaison with regulatory bodies on AML/CTF matters.
Required Qualifications, Capabilities, and Skills
Bachelor's degree in Finance, Law, Business Administration, or equivalent experience.5+ years of experience in Compliance, AML Compliance, or financial crime prevention.Solid understanding of the USA PATRIOT Act, Bank Secrecy Act (BSA), and AML regulations.Ability to lead, take initiative, and deliver tasks with minimal supervision.Strong decision-making and prioritization skills.Excellent oral, presentation, and written communication skills.Strong analytical, organizational, and time management skills.Ability to build rapport and maintain relationships.Experience in managing multiple projects under compressed timelines.Proficiency in Microsoft Excel, SharePoint, Word, PowerPoint, and other reporting tools.
Preferred Qualifications, Capabilities, and Skills
Experience in AML Advisory or other AML/KYC Compliance roles preferred.Audit, Regulatory, and/or Testing experience is a plus.Relevant certifications such as CAMS, CAFP, or CFCS are a plus.