Are you passionate about financial markets and eager to make a real impact in a dynamic, fast-paced environment? Join our EMEA Compliance Surveillance team, where you’ll play a vital role in monitoring and analyzing sales, trading, and banking activities, as well as electronic and telephone communications.

As a Communications Surveillance Associate / Senior Associate within the EMEA Compliance Surveillance team, you will be responsible for monitoring and analyzing sales, trading, and banking activities, as well as overseeing electronic and telephone communications such as email and Bloomberg messages. You will utilize and help develop advanced electronic tools and integrative techniques to identify potential or actual breaches of the Firm’s policies and regulatory requirements. In this role, you will collaborate closely with various Compliance teams and groups across the Firm, ensuring a robust and effective surveillance process.

 

Job responsibilities:

Review communications surveillance alerts on a daily basis across different asset classesPerform thorough review of communication content and research relevant informationEngage with business aligned compliance teams, surveillance technology partners and other key stakeholdersCarry out ad hoc reviews and searches

 

Required qualifications, capabilities, and skills:

Good knowledge of financial markets and productsNon-English language skills essential Strong analytical and risk assessment skills, strong attention to detailsExcellent investigative instincts and background/experience in reviewing communicationsYou have the ability to effectively partner with key stakeholders and technology partnersAdditionally you possess: initiative and judgement; the ability to prioritise conflicting demands, be proactive, well-organised and work under pressure;skills to work with management and forge strong partnerships with colleagues;the ability to work independently and in teams and the readiness to share knowledge; strong oral and written communication skills;

 

Preferred qualifications, capabilities, and skills:

Degree or overseas equivalent would be desirable but not essentialPeople skills