Are you passionate about risk management and making a meaningful impact in the financial industry? Join a team where your analytical skills and attention to detail help shape a robust control environment. You will collaborate with talented professionals and influence key business processes. This is your opportunity to grow your career, contribute to a positive team culture, and help us deliver exceptional service to our clients. Be part of a diverse and inclusive workplace that values your expertise.
As a Business Detective Controls Analyst in the International Private Bank Business Control Management Team, you play a vital role in ensuring our business activities meet the highest standards of compliance and operational excellence. You independently evaluate processes, identify areas for improvement, and help us maintain a strong control environment. You work closely with colleagues and stakeholders, fostering a culture of collaboration and continuous improvement.

Job Responsibilities

Execute detective control programs across business activities and employee conductValidate procedural design and performance effectiveness through substantive testingIdentify noncompliance, errors, or gaps and conduct root cause analysisCommunicate findings to stakeholders both verbally and in writingEngage in discussions with team members to support issue resolution and root cause analysisInfluence and partner with stakeholders to drive risk initiatives and process improvementsManage testing population data and maintain accurate testing recordsEnsure proper reporting and record retention for all testing activitiesFacilitate error calibration discussions and documentationSupport ad hoc regulatory projects as requiredFoster an inclusive environment and actively promote a positive team culture

Required Qualifications, Capabilities, and Skills

Bachelor’s Degree in Finance, Economics or other related disciplinesMinimum of 2 years of relevant experience in the financial services industry, with a focus on audit, control testing, risk management, compliance, or quality assuranceStrong risk and control mindset with excellent analytical skillsOutstanding written and verbal communication skills in English, Mandarin, and Cantonese in order to be able to interpret voice samples and review client conversations in the languages stated aboveAbility to present concise and persuasive findings to stakeholdersSelf-motivated with strong time management and multitasking abilitiesProficient in Microsoft Office Suite (Word, Excel, PowerPoint)

Preferred Qualifications, Capabilities, and Skills

Knowledge of private banking, asset management, or wealth management activitiesExperience in process improvement or procedural enhancement initiatives, and supporting regulatory projects or initiativesProfessional qualifications attained from reputable training institutes or professional bodies are highly regardedFamiliarity with regulatory requirements in Singapore/Hong Kong’s financial sectorDemonstrated ability to work collaboratively in a multicultural team environmentEnhanced Competency Framework certifications Strong interpersonal skills and ability to influence stakeholders