New York, NY, United States
9 hours ago
Business Control Manager - Vice President

Are you someone with an investigative mindset, problem-solving skills, and a passion for process controls? If you are looking to use those skills to make a global impact in a fast-paced and dynamic environment, you've found your next role. Join our Markets QR Business Control Management team, covering a variety of QR teams in Trading and Risks across the globe, including Equities, Rates, FIF, CEM, FX, Credit, SPG, Commodities, CPG/Counterparty Credit Risk, and Market Risk.


As a Business Control Manager (BCM) Vice President for QR within the Commercial & Investment Bank, you will be responsible for leading a sustainable and disciplined end-to-end control environment for the business. You will identify and escalate issues with urgency and collaborate with the business to ensure timely remediation. Your role involves assisting in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation.

Job Responsibilities:

Serve as a trusted control advisor to the Front Office, preparing them for internal and external examinations and audits.Own and ensure the delivery of strategic control initiatives, including oversight of ad hoc analytical requests and business projects.Conduct timely reviews of incidents with key stakeholders to agree on root causes and deliver control deep dives and remedial actions.Liaise with firmwide functions to represent CIB/Front Office's interests in control and regulatory initiatives.Evaluate and perform end-to-end analysis of the business’s risk and control environment to identify significant gaps and weaknesses.Review issues and action plans in CORE, ensuring material risks are properly mitigated.Facilitate the execution of various Front Office supervisory controls, attestations, and exception management.Collaborate with global QR teams to drive transformation and influence outcomes in complex business scenarios.Create high-quality presentations for Business Reviews, Control Committees, and strategic meetings.Communicate effectively with business partners to drive project next steps.

Required Qualifications, Capabilities, and Skills:

Confident professional with good judgment, maturity, and poise to interact, guide, and influence senior management.Strong organizational skills; ability to plan, manage, and prioritize multiple tasks effectively.Collaborative style, flexible, and ability to partner with team members and stakeholders across global time zones.Strong written and verbal communication skills, including the ability to convey complex ideas simply.Sound understanding of operational risks and controls, and ability to apply controls to different processes and businesses.Analytical, problem-solving, and process re-engineering skills.Proficient in Microsoft Office Suite (Word, Excel, PowerPoint).

Preferred Qualifications, Capabilities, and Skills:

7 years of professional experience in the financial services industry with a background in controls, audit, quality assurance, risk management, compliance, or model governance.Proficient knowledge of control and risk management concepts with the ability to design, create, and evaluate a Risk & Control Self-Assessment.Understanding of model governance.
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